Last Updated: 10/11/2026

Moonshot Planning LLC (“MSP”) recognizes that our relationships with current and prospective clients are based on integrity and trust. We work hard to maintain your privacy and to preserve the private nature of our relationship with you. We place the highest value on the information you share with us. We will not sell your personal information.

We want our clients to understand what information we collect, how we use it, and how we protect your personal information.

1. Why We Collect Your Information

We gather information about you so that we can:

• Help design and implement the investment and financial planning-related services we provide you, and any tax and bookkeeping services you choose to purchase from us; and

• Comply with the Federal and State laws and regulations that govern us.

2. What Information We Collect & Maintain

We may collect the following types of “nonpublic personal information” about you:

• Information from our initial meeting or subsequent consultations about your identity, such as your name, address, social security number, date of birth, and financial information; Information that we generate to service your financial needs; Information that we may receive from third parties in connection with the services we provide you; and, if you purchase our tax and bookkeeping services, transaction information from the bank, credit card, payment-platform, and payroll accounts you connect to our bookkeeping platform, and the tax documents you provide.

3. What Information We Disclose

We are permitted by law to disclose nonpublic personal information about you to unaffiliated third parties in certain circumstances. MSP may disclose clients' nonpublic personal information: 

• (1) to individuals and/or entities not affiliated with MSP, including, but not limited to third parties that assist in the supervision or management of your account(s) (i.e., sub-advisers, account custodian, record keeper, attorney, etc.); 

  
  

• (2) to service providers contracted by us in order for us to perform the duties in furtherance of the client's engagement with MSP (i.e. client management systems, archiving technology vendors, cloud service providers, etc.), and, if you purchase our tax and bookkeeping services and authorize the sharing in writing, our tax preparer (currently Ontrail, Inc. dba Uprise), bookkeeping platform (currently Kick), and payroll provider (currently Gusto), each of which handles your information under its own privacy policy; 

  
  

• H3) to your authorized representative or power of attorney; 

  
  

• (4) when we receive your prior consent; 

  
  

• (5) in connection with a proposed or actual sale, merger, or transfer of all or a portion of our business; and 

  
  

• (6) as otherwise permitted to do so in accordance with the parameters of applicable federal and/or state privacy regulations.

In the event that MSP has a change to its client privacy policy that would allow it to disclose nonpublic personal information not covered under applicable law, MSP will allow its clients the opportunity to opt out of such disclosure.

4. How We Protect Your Personal Information

Privacy has always been important to MSP. We restrict and limit access to client information only to those who need to carry out their business functions. We safeguard client information by preventing its unauthorized access, disclosure, or use. We maintain physical, electronic, and procedural safeguards to protect your confidential personal information. Arrangements with companies or independent contractors not affiliated with MSP will be subject to confidentiality agreements. Our access to your financial accounts through bookkeeping and payroll platforms is read-only, and we do not hold the login credentials for those accounts.

5. Former Clients

Even if we cease to provide you with financial services, our Privacy Policy will continue to apply to you, and we will continue to treat your nonpublic personal information with strict confidentiality. We maintain all records regarding all former clients for the retention period required by law.

6. Contact Us

Clients are encouraged to discuss any questions regarding privacy policies and procedures directly with Louis Guajardo, Chief Compliance Officer of MSP. Please contact Louis Guajardo at (714) 248-6834.